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> MSU Policy and Procedures > Faculty Handbook

SECTION CONTENTS
SECTION CONTENTS
802.00 Definitions
810.00 Procedures for the Conduct of Formal Reviews
811.00 Mandatory Procedures at All Levels of Review
812.00 Responsibility of the Candidate to Submit Dossier
813.00 Responsibilities of the Primary Review Committee
814.00 Responsibilities of the Primary Administrative Reviewer
815.00 Responsibilities of the Intermediate Review Committee
816.00 Responsibilities of the College Dean
817.00 Responsibilities of the University Promotion and Tenure Committee
820.00 Responsibilities of the Provost and Vice President for Academic Affairs
820.01 Relationship of Provost's Recommendation to
Faculty Right to Grieve
830.00 Responsibilities of the President
831.00 Procedures
840.00 Review of Academic Administrators
"Additional Materials" means documentation or information requested by
a review committee or reviewing administrator in addition to the dossier and
documentation submitted by the candidate or required by the review procedures.
It does not mean material such as external peer reviews, internal peer reviews,
in-depth assessments of teaching, or other documentation required by the role,
scope, criteria, standards, and procedures document of the department and/or
college.
"Candidate" means any tenurable faculty member who is being reviewed
under these policies and procedures of this Handbook.
"Dossier" means the materials submitted by the candidate in support of
retention, tenure, and/or promotion together with any materials added and
accumulated according to the provisions of this section.
"External Peer Review" means a written evaluation of a faculty
member’s performance in teaching, research/creative activity, or service
prepared by a colleague, faculty member or other professional from outside the
University who has expertise in the candidate’s field.
"Final Administrative Reviewers" mean the Provost and the
President.
"Final Review Committee" mean the University Promotion and Tenure
Committee.
"Independent Review" means an independent reading and evaluation of
each candidate's dossier.
"Intermediate Administrative Reviewer" means the dean who serves as
the second level of administrative review for retention, tenure, promotion and
special reviews. In colleges without departments, the Dean serves as the
primary administrative reviewer, and there is no intermediate level of
review.
"Intermediate Review Committee" means the college committee
established to perform retention, tenure, promotion and special reviews.
In colleges without departments, the college review committee serves as the
primary review committee, and there is no intermediate level of review.
"Internal Peer Review" means a written evaluation or assessment of a
faculty member’s performance solicited in accordance with the role, scope,
criteria, standards, and procedures of the candidate's department and/or college
and prepared by a colleague from within the University or, in the case of
faculty assigned off-campus (e.g., Extension, AES, etc.), prepared by persons
affiliated with the program.
"Letter of Hire" means the initial letter offering a tenurable
position to an employee. The letter of hire is intended as a temporary contract
for the period from the date of hire until the issuance of the Board of Regents
contract. The letter of hire specifies the initial terms, conditions, and
expectations of the position.
"Primary Administrative Reviewer" or "primary administrator" means the
department head or dean (in colleges without departments) who serves as the
first level of administrative review for retention, tenure, promotion and
special reviews.
"Primary Review Committee" is the first level of review for retention,
tenure, promotion and special reviews. In colleges with departments, the
primary review committee is at the departmental level. When a college has
no departments, the college's review committee serves as the primary review
committee.
"Required Materials/Required Documentation" means documents or
information required by this Handbook or the role, scope, criteria, standards,
and procedures of the candidate’s department and/or college. It includes but is
not limited to external peer reviews, solicited internal reviews, in-depth
assessments of teaching, in-depth assessments of outreach/public service, and
recommendations of the various review committees and reviewing
administrators.
"Statement of Concurrence" Administrative reviewers at the
intermediate and final review levels may provide a statement of concurrence with
a written rationale provided by a preceding review. The reviewer's
statement must clearly specify concurrence with a particular committee and/or
other administrative reviewer's rationale.
A statement of concurrence is not an option if the decision of an
administrative reviewer at the intermediate and final review level disagrees
with a primary review decision (committee or administrative). A written
rationale is required in this situation.
"Substantive review" means weighing all of the evidence in the
dossier, including the rationales provided by preceding reviewers, and making a
retention, promotion, and/or tenure decision based upon the criteria and
standards of the candidate's department (if applicable) and college, and the
University. Beyond this, substantive review has different implications at
the various levels of review.
"Primary Level of Review" The reviewers at the primary level are
charged with the responsibility of evaluating the quality and significance of
the candidate's teaching, research and/or creative works, and service.
The reviewers base their evaluations on their own knowledge of the field and
the input provided by the internal and external peer reviewers. They
communicate the results of their evaluation to later reviewers through their
written rationale.
"Intermediate Level of Review" The rationales provided by primary
reviewers and the input from internal and external peer reviewers serve as the
primary evidence used to determine the quality and significance of the
candidate's teaching, research and/or creative works, and service. The reviewers at the
intermediate level are further charged with making equitable retention,
promotion, and tenure decisions across all departments, given the departmental
and college standards.
"Final Level of Review" The rationales provided by previous
reviewers and the input from internal and external peer reviews serve as the
primary evidence used to determine the quality and significance of the
candidate's teaching, research and/or creative works, and service. The reviewers at the final
level are further charged with making equitable retention, promotion, and
tenure decisions across all colleges and departments, given the departmental,
college and university standards.
"Supporting Documentation" means documents or information provided by
a candidate to supplement his or her dossier. Supporting documentation includes
but is not limited to student teacher evaluations, publications, manuscripts,
video and audio tapes, and other materials which may be submitted with but are
not included in the notebook containing the candidate’s dossier.
"Written Rationale" means a written explanation of how the
recommendation in a retention, tenure, promotion and special review was
reached. These statements are added to the dossier after each
review. Administrative reviewers beyond the primary review level may
provide a statement of concurrence with the written rationale of a previous
review.
In the event of a split vote on a recommendation, the written rationale
should provide supporting information for both the favorable and unfavorable
votes. If a reviewer's recommendation does not concur with the
recommendation of the primary review committee or primary Administrative
Reviewer, the rationale must explain the point (s) of difference, i.e., the
reason for the non-concurrence.
Revised, July 1, 2000 and July 1, 2003.
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Procedures for the Conduct of Formal Reviews of
Faculty |
The formal review of academic faculty supports the mission and goals of
Montana State University-Bozeman and assists faculty in meeting the expectations
of the institution. Formal review for retention, tenure and promotion shall be
conducted according to the procedures outlined in this section.
Third year, tenure, promotion, and, unless otherwise specified, special
reviews are conducted on the following levels:
Primary Level of Reviews
Primary Review Committee, and Primary Administrative Reviews
These reviews include reviews by a department committee and department head,
except in the case of colleges without departments, then the college review
committee and dean perform the primary reviews.
Intermediate Level of Reviews
Intermediate Review Committee, and Dean's Reviews
This is always a college review committee and college dean. But, when a
college has no departments, there is no intermediate level of review.
Final Level of Reviews
Final Review Committee (UTP Committee), Provost's and President's
Review
Revised, July 1, 1999; Corrected July 1, 2000.
811.00 Mandatory Procedures at All Levels of Review
In conducting the review, each review committee and reviewing administrator
shall consider the following:
- A.
- the dossier submitted by the candidate and the recommendations of each
preceding level of review,
-
- B.
- the University criteria and standards described above,
-
- C.
- the previously approved role and scope, criteria and standards document of
the department and college,
-
- D.
- the letter of hire and any subsequent faculty role statements, including
any differential staffing/differential assignment, and
- E.
- in cases of review for promotion and tenure,
the in-depth assessment of teaching, and
Note: University’s guidelines do not require
an in-depth assessment of teaching for third-year (retention) reviews.
However, college or department guidelines may require such an
assessment
-
- F.
- in cases of review for promotion and tenure, the written evaluations of
external and internal peer reviewers,
-
- Note: University guidelines do not require
external peer reviews for third-year (retention) reviews. However, college or
department guidelines may require such an assessment.
Each review committee or reviewing administrator may request further
documentation from the candidate and solicit and obtain additional materials
deemed necessary to make a thorough and substantive review of the candidate’s
qualifications.
No materials except required documentation specified in the role, scope,
criteria, standards and procedures of the department and college may be added to
or deleted from a candidate’s dossier without notice to the candidate and an
opportunity for the candidate to respond (See
471.05,
471.06, and
812.03) and
notice to any preceding review committees and reviewing administrators and an
opportunity to respond. (See
811.01.)
Each review committee and reviewing administrator shall determine, to the
best of its ability, whether a candidate's preceding reviews have been conducted
in substantial compliance with the procedures set forth by the department,
college and this Handbook.
Revised, July 1, 2000.
811.01 Reviewers Response to Requests for Additional
Materials
A review committee or reviewing administrator requesting that additional
materials be added to a candidate’s dossier shall notify the candidate of the
request in writing and send copies of the request to all preceding review
committees and reviewing administrators. If the request requires re-review of
the candidate’s dossier with the additional materials, the notice shall so
specify.
Any review committee or reviewing administrator may respond to the request
for additional materials in writing within five days of receiving notice of the
request. The responding committee or administrator shall send copies of the
response to the candidate and preceding level(s) of review. Responses received
within the specified time frames shall be added to the dossier and transmitted
to the next level of review.
The candidate’s rights to respond are delineated in
471.05.
471.06, and
812.03.
Revised, July 1, 1999.
812.00 Responsibility of the Candidate to Submit
Dossier
The candidate is responsible for preparing the dossier and making her or his
case for retention, tenure, promotion, or favorable special review. Candidates
shall submit to the primary review committee or primary administrative reviewer,
a dossier, which shall include:
- A.
- A curriculum vitae listing all teaching, research/creative activities and
outreach/public service activities.
-
- B.
- A narrative self-evaluation or personal statement,
- C.
- Documentation of role, assignments, and performance including the letter
of hire, any subsequent role statements or reassignments, and annual reviews
and ratings, and all the letters conveying MSU-Bozeman administrators' and
committees' recommendations from the most recent formal review (if such a
review has occurred within the past 7 years).
-
- D.
- Information as to performance and accomplishments in teaching,
research/creative activity, outreach/public service, and professional
development, appropriate to the assignment.
If appropriate to the assignment, the dossier shall also include a set of
articles, publications, creative endeavors, or other evidence that, in the
candidate’s judgment, represents his or her best efforts to advance the
discipline or profession. This set of materials shall be sent to external peer
reviewers.
The candidate should also provide supporting documentation including but
not limited to publications, video and audio tapes, student-teacher
evaluations, and other material separate from the dossier. During the review
period, this supporting documentation shall be retained by the college dean
and transmitted to the University Promotion and Tenure Committee upon
request.
The "Cover Sheet--Candidate's Dossier," available from the office of the
Provost and Vice President for Academic Affairs, shall be used as the cover
page of the dossier.
Revised, July 1, 1999 and July 1, 2003.
812.01 Area of Excellence/Promise of
Excellence
For promotion and tenure reviews,the
candidate, in consultation with his or her primary administrator or
primary review committee, is responsible for identifying the area of
excellence/promise of excellence on which he or she will be evaluated and for
including this information on the dossier cover sheet and in the
Self-Evaluation/Personal Statement. The area of excellence/promise of excellence
will normally be in whichever area (teaching or research) represents the
candidate’s greatest responsibilities.
Note: University guidelines do not require
candidates for third-year (retention) reviews to identify an area of
excellence/promise of excellence.
Renumbered and revised, July 1, 1998; revised July 1, 2000.
812.02 Alterations to the Dossier
The candidate may not add to, alter, modify, delete or remove documents from
his or her dossier once it has been submitted except by:
- A.
- updating the status of materials in support of tenure unknown at the time
the dossier was submitted,
-
- B.
- responding to a review committee's or reviewing administrator’s request
for additional materials or notice that materials in addition to those
required by the role, scope, criteria, standards and procedures document have
been added to the dossier, (See
471.05,
471.06
and
812.03), or
-
- C.
- responding to a negative recommendation from the primary review committee
and/or the primary administrative reviewer as set forth in
812.04.
Effective, July 1, 1999; revised July, 1,
1999.
812.03 Opportunity for Candidate to Respond to Requests for Additional Information
- A.
- A candidate who receives a request for additional materials in
his or her possession shall have five days to provide the requested
materials. He or she may submit a brief statement or explanation with the
requested material. (See
471.05.)
-
- B.
- A candidate who receives notice that a review committee or reviewing
administrator has requested additional materials not in his or her
possession may submit a brief statement or explanation about the requested
material. The response shall be submitted within five days of receiving
notice of the request for materials. (See
471.06.)
-
- C.
- Responses to requests for additional material shall be submitted to the
chair of the review committee or reviewing administrator making the request
and copied to preceding review committees and reviewing administrators. (See
811.01.)
Responses shall be added to the dossier, if received within the time frames
set forth above.
Effective, July 1, 1998.
| 812.04 |
Opportunity for Candidate to Respond to a Negative
Recommendation from the Primary Review Committee or Primary
Administrative Reviewer, or Peer Reviewers.
|
- A.
- A candidate who receives a negative recommendation from the primary
review committee and/or the primary administrative reviewer may submit a
response to the negative recommendation (See
471.04).
In the case of a tie vote, the candidate has the right to
respond.
-
- B.
- The candidate may also respond to peer reviews. Within three working
days from the date of receipt of the negative recommendation, the
candidate may submit a written request to the primary administrative
reviewer for a summary of all peer reviews contained in the dossier. The
primary administrative reviewer shall have five working days from the date
of receipt of the candidate's written request to compile the summary and
forward it to the candidate. The summary should convey the substance of
the peer review but must protect the identities of the reviewers (See
471.04).
-
- C.
- The candidate must submit his or her response to the negative
recommendation(s) within five working days from the date of receipt of the
negative recommendation(s) or peer review summary, whichever is later.
-
- D.
- The candidate's response to a negative recommendation shall be
submitted to the next review committee or administrative reviewer.
-
-
| Negative Recommendation
from... |
Respond to... |
| Primary Review Committee |
Primary Administrative Reviewer |
| Primary Administrative Reviewer |
Intermediate Review Committee, if any, otherwise
Final Review Committee. |
-
- E.
- Responses shall be copied to the preceding level(s) of review and
added to the dossier if received within the time frame set forth above.
Revised July 1, 2002.
813.00 Responsibilities of the Primary Review
Committee
Each department or college without departments shall establish a "primary
review committee" to consider the dossier submitted by each candidate for
review and formulate its recommendation for retention, tenure, and/or
promotion. Primary review committees shall conduct a fair, objective,
independent, and substantive review of the candidates' dossiers based on
department, college, and University criteria and standards. (See
600.00.)
Revised July, 1, 1999.
Each department (or college) shall establish the policies and procedures
for appointing and/or electing the primary review committee. The committee
shall be composed only of tenured or tenurable faculty at least a majority
of whom shall be elected by departmental (or college) faculty. The committee
shall have at least twenty five percent (25%) female and/or minority
representation whenever possible. No faculty member shall serve on the
primary review committee during the year of the review of her or his own
dossier.
The primary administrative reviewer may be present at committee
meetings at the discretion of the committee. The administrator may present
data that is essential to the committee's deliberations, but shall not be
present when the committee votes.
Revised, July 1, 1999.
813.02 Procedures of the Committee
The primary review committee shall review all submitted materials,
provide any required materials, and solicit and obtain additional materials
it deems necessary to make a fair, objective, independent, thorough and
substantive review of the candidate's qualifications, in accordance with
811.00.
The committee shall prepare its written recommendation, concerning the
retention, tenure, and/or promotion of each candidate. This recommendation
shall include a rationale explaining the reasons for the decision, vote
tally and will be forwarded to the primary administrative reviewer with a
copy sent to the candidate. The recommendation becomes a permanent part of
the faculty member's personnel files maintained in the department or college
offices.
Revised July, 1, 1999.
813.03 Procedures for Obtaining External Peer
Reviews
Each department (or college) shall establish the specific procedures by
which external peer reviews shall be conducted. When required, peer
reviews shall be obtained from no fewer than three (3) external reviewers,
the majority of whom shall be recommended by the primary review committee,
the minority of whom shall be recommended by the candidate.
Note: University guidelines do not require
external peer reviews for third-year (retention) reviews. However, college
or department guidelines may require such an assessment.
Revised July, 1, 2000.
813.04 Procedures for Obtaining Internal Reviews
Each department (or college) shall establish the specific procedures by
which letters of support and/or internal reviews by students, staff, and
other faculty shall be obtained. Candidates shall not solicit letters of
support or internal reviews for themselves.
Revised July, 1, 1999.
814.00 Responsibilities of the Primary Administrative
Reviewer
The primary administrative reviewer shall review all submitted materials,
provide any required materials, and conduct an independent and substantive
review of the candidate's dossier and make recommendations regarding
retention, tenure, and/or promotion, in accordance with
811.00.
The recommendation shall include a written rationale. If the
administrator's recommendation does not concur with that of the primary
review committee, the administrator's rationale must explain the point(s) of
difference, I.e., the reason for the nonconcurrence.
The primary administrator is also responsible for:
- A.
- Accurately describing, in the initial letter of hire, the primary
duties, responsibilities and conditions of employment, including the
instructional or professional practice expectations of the appointment and
years of credit toward tenure, of the faculty member.
-
- B.
- Informing the faculty member of the University, college, and
department role and scope, criteria and standards documents which form the
basis of formal review.
-
- C.
- Ensuring that each faculty member has access to the University,
college, and department documents related to annual review, retention,
tenure, and promotion.
-
- D.
- Preparing role statements, after negotiation with the faculty member
that accurately describe the faculty member's current responsibilities,
including any agreement regarding differential assignments which have been
approved by the dean and Provost and Vice President for Academic Affairs.
-
- E.
- Informing faculty members of the applicable time lines for review.
-
- F.
- Providing the primary review committee with information and materials
essential to their deliberations, according to department, college and
University procedures.
-
- G.
- Forwarding the candidate's dossier, including recommendation(s), to
the next administrative reviewer and sending a copy of the
recommendation(s) to the candidate.
-
- H.
- Maintaining complete, accurate and up-to-date files on each faculty
member, including a copy of any dossier submitted for formal review.
Primary administrators shall ensure that peer review letters have been
removed from the dossier before placing it in the employee’s personal
file. .
- Revised, July 1, 1998; revised July, 1, 1999.
815.00 Responsibilities of the Intermediate Review
Committee
Each college that is not the primary level of review shall establish an
"intermediate review committee" to consider the dossier submitted by each
candidate and formulate its recommendation for retention, tenure, and/or
promotion. The intermediate review committee shall review all submitted
materials, provide any required materials, conduct a fair, objective,
independent, and substantive review of the candidate's dossier based on
department, college, and University criteria and standards and make
recommendations regarding retention, tenure or promotion, in accordance with
811.00.
The recommendation shall include a written rationale. If the
intermediate review committee's recommendation does not concur with those of
the primary review committee or the primary administrative reviewer, the
committee's rationale must explain the point(s) of difference, i.e., the
reason for the nonconcurrence.
The intermediate review committee is also responsible for:
- A.
- Reviewing, making suggestions for modification, and approving the role
and scope, criteria and standards documents of the departments.
-
- B.
- Conducting the election for faculty representatives to the college and
UPT Committees.
-
- C.
- Preparing a written recommendation, with vote tally, concerning the
retention, tenure, and/or promotion of each candidate for review.
- Revised, July 1, 1999.
Each college shall establish the policies and procedures by which the
membership of the committee shall be established. The intermediate review
committee shall be composed only of tenured faculty, at least a majority of
whom shall be elected by college faculty. A department head may serve on the
committee only if elected by the college faculty. Whenever possible, the
committee shall have at least 25% female and/or minority representation. If
that representation is not achieved by election, the dean shall appoint such
additional members as may be necessary to achieve that representation.
No faculty member shall serve on the committee during the year of review
of her or his own dossier.
The college dean may be present at committee meetings, at the discretion
of the committee, to present data that is essential to the committee's
deliberations but shall not be present when the committee votes.
Revised, July 1, 1999.
[For colleges with three or more departments,] a department
representative to an intermediate review committee shall not vote when a
candidate from his or her department is reviewed. The representative may
provide background information about the department but shall not express
personal opinions about the candidate or the candidate's qualifications or
experience. [For colleges with only two departments (e.g., the College of
Education, Health and Human Development), the restrictions on participation
will apply not to the department level, but to the unit/option level.]
The intermediate review committee:
- A.
- prepares a written recommendation, with vote tally, concerning the
retention, tenure, and/or promotion of each candidate and
-
- B.
- forwards the recommendation to the dean, sending a copy to the
candidate. The recommendation becomes a permanent part of the faculty
member's personnel files maintained in the dean's office.
-
- Revised, July 1, 1999; and July 1, 2005.
816.00 Responsibilities of the College Dean
The college dean, when serving as the administrative
reviewer at the intermediate level of review, shall
review all submitted materials, provide any required materials,
conduct an independent and substantive review of the candidate's dossier and
make recommendations regarding retention, tenure, and/or promotion in
accordance with
811.00.
The recommendation shall include a written rationale or statement of
concurrence. If the intermediate level administrator's recommendation
does not concur with those of the primary review committee or the primary
administrative reviewer, the administrator's rationale must explain the
point (s) of difference, i.e., the reason for the nonconcurrence.
The college dean is also responsible for:
- A.
- Informing faculty members, committee members, and department heads of
the applicable time lines for review.
-
- B.
- Providing the intermediate review committee with information and
materials essential to their deliberations, according to college and
University policies and procedures.
-
- C.
- Forwarding the candidate's dossier, with her or his recommendations,
to the UPT Committee and sending a copy of the written recommendation to
the candidate.
-
- Revised, July 1, 2000.
817.00 Responsibilities of the University Promotion
and Tenure Committee
The final review committee, the University Promotion and Tenure Committee
( UPT Committee), shall be composed and charged according to
241.00.
The college representative to the University Promotion and
Tenure Committee shall not vote when a candidate from his or her college is
reviewed. The Chair of Faculty Affairs shall not vote when a candidate from
his or her department is reviewed. If the Faculty Affairs Chair is from a
college without constituent departments, he or she shall not vote when a
candidate from his or her college is reviewed. In these instances, the
representative may provide background information about the college and
department but shall not express personal opinions about the candidate or
the candidate’s qualifications or experience.
The Committee shall review all submitted materials, conduct a fair,
objective independent and substantive review of the candidate's dossier and
make recommendations regarding retention, tenure, and/or promotion, in
accordance with
811.00.
This recommendation will be forwarded to the Provost and Vice
President for Academic Affairs, with a copy sent to the candidate,
department head, and college dean. The recommendation shall include a
written rationale. If the UPT Committee's recommendation does not
concur with those of the primary review committee or the primary
administrative reviewer, the rationale must explain the point (s) of
difference, i.e., the reason for the nonconcurrence. The
recommendation becomes a permanent part of the faculty member's personnel
files maintained in the department and college offices.
The Committee is also responsible for reviewing, making suggestions for
change, and approving new or revised departmental and college role and scope
statements, procedures, criteria, and standards related to tenure and
promotion.
Revised, July 1, 1999.
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Responsibilities of the Provost and Vice President for Academic
Affairs |
The Provost and Vice President for Academic Affairs shall review all
submitted materials, conduct an independent and substantive review of each
candidate's dossier, and make recommendations regarding retention, tenure,
and/or promotion, in accordance with
811.00. The
recommendation shall include a written rationale or statement of
concurrence. If the Provost's recommendation does not concur with those
of the primary review committee or the primary administrative reviewer, the
rationale must explain the point (s) of difference, i.e., the reason for the
nonconcurrence.
The Provost and Vice President for Academic Affairs is also responsible
for:
- A.
- informing department heads and deans of the applicable time lines for
review,
-
- B.
- providing the UPT Committee with information and materials essential to
its deliberations,
-
- C.
- forwarding a copy of the recommendation to the President by the
deadlines established in
616.01, with
copies to the candidate, candidate's dean, and department head, and
-
- D.
- retaining copies of the dossier of each candidate under review for a
minimum of three (3) years.
Revised, July 1, 2000.
820.01 Relationship of Provost's Recommendation to
Faculty Right to Grieve
A candidate may attempt conciliation, or proceed directly to formal
grievance, once he or she receives notice of a negative retention,
tenure, or promotion decision from the Provost and Vice President for Academic
Affairs. (See
1312.00.) Seeking conciliation or filing
a grievance will not delay or extend the dates of the terminal contract issued
to any candidate who received a negative retention or tenure decision.
Revised, July 1, 1999 and July 1, 2003.
830.00 Responsibilities of the President
The President receives all of the recommendation concerning each candidate
from the Provost and Vice President for Academic Affairs. The President may
conduct an independent and substantive review of a candidate's dossier and
make a recommendation regarding retention, tenure, and/or promotion. If the
recommendation of the Provost and Vice President for Academic Affairs/UPT
Committee has been grieved, the President may seek additional information from
the Committee on Conciliation, the Grievance Committee and/or the Human
Resources/Affirmative Action Director before making his or her recommendation.
The President makes and forwards her or his own recommendation to the Board of
Regents.
Revised July, 1, 1999.
The President may reverse the decision of the Provost and Vice President
for Academic Affairs/UPT Committee. In such cases, the President shall provide
a written rationale for the decision. If the President's recommendation
does not concur with those of the primary review committee and the primary
administrative reviewer, the rationale must explain the point(s) of
difference, i.e., the reason for the nonconcurrence. The President may
require that some or all of a faculty member's dossier be "re-reviewed" under
such conditions and circumstances as he or she shall establish. Unless
otherwise specified by the President, the re-review shall be based on the
dossier as originally submitted to the primary review committee.
The President shall forward her or his final recommendation to the Board of
Regents with copies to the faculty member, the Provost and Vice President for
Academic Affairs, the Chair of the UPT Committee, the college dean, and the
department head. The final recommendation shall be become a permanent part of
the faculty member's file.
The President's recommendation may be appealed to the Commissioner of
Higher Education and the Board of Regents, subject to their policies and
procedures.
Revised, July 1, 1999.
840.00 Review of Academic Administrators
For the purpose of this policy,
academic administrators shall be Vice Presidents, Deans and Department
Heads.
Immediate faculty supervisors
(usually Department Heads and Associate Deans) will be reviewed annually.
Other academic administrators shall be reviewed at least once every three
years. The method and manner of review shall be determined by the immediate
supervisor of the person reviewed. The use of 360 reviews for Vice
Presidents and Deans is encouraged.
Faculty shall have the
opportunity to regularly provide input to the review of academic
administrators. The supervisors conducting the review of the administrator
shall formally solicit faculty input concerning the performance of the
administrator.
Formal mechanisms shall be
implemented which guarantee the confidentiality of faculty input. Faculty
input shall be solicited through Faculty Council for Vice Presidents,
throughout the college for Deans, and within the Department for Department
Heads.
Faculty Council shall draft a
set of model questions for each level of review which will be included in
the solicitation of faculty evaluation. Faculty eligible to participate in
the review will submit their responses to the questions to Faculty Council,
which will confirm eligibility to evaluate, assign a number to the
evaluation, and forward a copy to the supervisor conducting the performance
review.
The written review provided
to the academic administrator shall specifically address the evaluations
received from faculty, and issues raised shall be specifically addressed
with the administrator under review.
The performance reviews of
academic administrators are matters of individual privacy and will not be
disclosed by the evaluator.
The solicitation of faculty
input shall be completed by April 15. Should April 15 fall on a weekend, it
will be due the following week day.
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